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April Lynn Perez

Rbc Rochdale, LLC

New York, NY

Houston, TX

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-09
  • TX RA
    APPROVED
    Since 2015-09-09

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

1800 West Loop South Suite 1450, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rim Securities New York City NY 08/2015 Present
  • 08/2015 → Present
    Rim Securities
    New York City, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-31
S63 Uniform Securities Agent State Law Examination 2005-07-28
  • S65 Uniform Investment Adviser Law Examination
    2005-07-31
  • S63 Uniform Securities Agent State Law Examination
    2005-07-28
Other Names
  • April Corbin
  • April Corbin
  • April Perez

View on SEC IAPD

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