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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-14
IL RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-07-14
  • IL RA
    APPROVED
    Since 2022-01-27

Branch Locations

230 Sw Adams St, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Peoria IL 05/2019 Present
Merrill Lynch Peoria IL 05/2016 01/2018
Merrill Lynch Peoria IL 12/2018 04/2019
University Of Iowa Iowa City IA 01/2018 12/2019
Bradley University Peoria IL 08/2016 12/2016
Illinois Central College East Peoria IL 01/2017 05/2019
Bank Of America, N.A. Peoria IL 02/2022 Present
  • 05/2019 → Present
    Peoria, IL
  • 05/2016 → 01/2018
    Merrill Lynch
    Peoria, IL
  • 12/2018 → 04/2019
    Merrill Lynch
    Peoria, IL
  • 01/2018 → 12/2019
    University Of Iowa
    Iowa City, IA
  • 08/2016 → 12/2016
    Bradley University
    Peoria, IL
  • 01/2017 → 05/2019
    Illinois Central College
    East Peoria, IL
  • 02/2022 → Present
    Bank Of America, N.A.
    Peoria, IL
Other Businesses

I*968270 For profit or not for profit: Name of outside business organization: Multiple Sclerosis Council Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Help with planning the MS Spring Celebration as well as MS Event held in August. I work to help with silent auction items and pickup/communication for the events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-26
  • S66 Uniform Combined State Law Examination
    2022-01-26
Other Names
  • Gavin D Mitchell
  • Gavin Mitchell

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