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John William Nesbitt

Cambridge Investment Research Advisors, Inc.

Cornelius, NC

Bath, NY

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-27
NY RA APPROVED 2024-12-19
NC RA APPROVED 2024-12-19
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • NY RA
    APPROVED
    Since 2024-12-19
  • NC RA
    APPROVED
    Since 2024-12-19

Branch Locations

20615 N. Main St., Cornelius, NC 28031 • United States

7181 State Route 54, Bath, NY 14810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 10/2016 11/2016
Cellular Sales Rochester NY 07/2016 12/2019
Lpl Financial Bath NY 12/2019 05/2022
Lpl Financial Llc Fort Mill SC 05/2022 11/2024
Cambridge Investment Research, Inc. Fairfield IA 12/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2024 Present
  • 10/2016 → 11/2016
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2016 → 12/2019
    Cellular Sales
    Rochester, NY
  • 12/2019 → 05/2022
    Lpl Financial
    Bath, NY
  • 05/2022 → 11/2024
    Lpl Financial Llc
    Fort Mill, SC
  • 12/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2024 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Previous Registrations
  • 2022-08-16 → 2024-11-26
    Lpl Financial Llc
    Rochester, NY
    Syracuse, NY
    Rochester, NY
    Bath, NY
    Fort Mill, SC
    Fort Mill, SC
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING,12/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 2022-03-15
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2022-03-15
Other Names
  • John Nesbitt

View on SEC IAPD

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