Graham Hawes

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 11/2023
  Oppenheimer & Co. Inc.
  New York, NY
• 06/2018 → 05/2022
  Ihs Markit (Merged With S&P Global On 02/2022)
  Raleigh, NC
• 10/2016 → 04/2018
  Financial Symmetry
  Raleigh, NC
• 08/2015 → 05/2017
  North Carolina State University
  Raleigh, NC
• 11/2023 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 11/2023 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2023-02-23 → 2023-11-26
  Oppenheimer & Co. Inc.
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-12-30

Designations

• Chartered Financial Analyst

Other Names

• Graham R Hawes
• Graham Hawes
• Graham Rushton Hawes