Best Investors Account Sign in
Inactive

James Duffy

Captrust

New York, NY

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-28
  • NY RA
    APPROVED
    Since 2021-02-28

Branch Locations

40 Wall Street 56Th Floor, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cv Brokerage Manhattan NY 05/2016 09/2016
Nyu Brooklyn NY 09/2013 05/2017
Cammack Retirement Group New York NY 08/2017 02/2021
Capfinancial Partners, Llc. (Captrust) Raliegh NC 02/2021 Present
  • 05/2016 → 09/2016
    Cv Brokerage
    Manhattan, NY
  • 09/2013 → 05/2017
    Nyu
    Brooklyn, NY
  • 08/2017 → 02/2021
    Cammack Retirement Group
    New York, NY
  • 02/2021 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raliegh, NC
Previous Registrations
  • 2018-01-11 → 2021-05-18
    Cammack Retirement Group
    New York, NY
    Wellesley, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-11
  • S65 Uniform Investment Adviser Law Examination
    2018-01-11
Other Names
  • James Terrance Duffy

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor