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Holly K Berry

Ubs Financial Services Inc.

Nashville, TN

Mt. Laurel, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-22
PA RA APPROVED 2019-10-14
  • NJ RA
    APPROVED
    Since 2023-05-22
  • PA RA
    APPROVED
    Since 2019-10-14

Branch Locations

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Philadelphia PA 06/2016 Present
  • 06/2016 → Present
    Ubs Financial Services
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-12
  • S66 Uniform Combined State Law Examination
    2019-10-12
Other Names
  • Holly Katharine Carpino

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
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