Gavin Samuel Abrams

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-04-19
TX	RA	APPROVED_RES	2023-04-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	11/2017	09/2018
Bucknell University	Lewisburg	PA	08/2016	05/2017
Unemployed	Chappaqua	NY	05/2017	11/2017
Bank Of America, N.A.	New York	NY	05/2018	09/2018
First Republic Investment Management, Inc	New York	NY	03/2019	04/2023
First Republic Securities Company, Llc	New York	NY	03/2019	04/2023
Unemployed	New York	NY	09/2018	03/2019
Rockefeller Financial Llc	New York	NY	04/2023	Present

11/2017 → 09/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2016 → 05/2017

Bucknell University

Lewisburg, PA
05/2017 → 11/2017

Unemployed

Chappaqua, NY
05/2018 → 09/2018

Bank Of America, N.A.

New York, NY
03/2019 → 04/2023

First Republic Investment Management, Inc

New York, NY
03/2019 → 04/2023

First Republic Securities Company, Llc

New York, NY
09/2018 → 03/2019

Unemployed

New York, NY
04/2023 → Present

Rockefeller Financial Llc

New York, NY

2019-03-28 → 2023-05-16

J.P. Morgan Private Wealth Advisors Llc

New York, NY
2018-04-25 → 2018-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-24

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