Ronald L Barnes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Bank Of America, N.A.
  Urbandale, IA
• 09/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Des Moines, IA

Previous Registrations

• 2006-11-21 → 2007-09-26
  Banc Of America Investment Services, Inc.
  Urbandale, IA
• 2005-07-20 → 2006-11-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Des Moines, IA
  Atlanta, GA
  West Des Moines, IA

Other Businesses

I*1536286For profit or not for profit: Entity For ProfitName of outside business organization: BRM, LLCInvestment related: NAddress of business: Altoona, Iowa, 50009, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 10/16/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Record Biennial Report., Family LLC. I am Registered Agent. This holds farm ground and is owned by generation skipping trust that my father set up.I*1536287For profit or not for profit: Name of outside business organization: Barnes Holding LLCInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , It was set up to hold land but has never been used. There is no business activity, and hasn't been since it was formed. I*354491 Entity For Profit Name of OBA: R.B. Address: Altoona, Iowa, 50009 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/01/2007 No Hours: 40 No Hours during trading: 0 Duties: Corn and Soybean family farm operation.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-27

Other Names

• Ronald Lee Barnes