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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-15
IA RA APPROVED 2007-10-15
  • TX RA
    APPROVED_RES
    Since 2012-06-15
  • IA RA
    APPROVED
    Since 2007-10-15

Branch Locations

7545 Ashworth Rd, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Urbandale IA 11/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Des Moines IA 09/2007 Present
Previous Registrations
Other Businesses

I*1536286For profit or not for profit: Entity For ProfitName of outside business organization: BRM, LLCInvestment related: NAddress of business: Altoona, Iowa, 50009, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 10/16/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Record Biennial Report., Family LLC. I am Registered Agent. This holds farm ground and is owned by generation skipping trust that my father set up.I*1536287For profit or not for profit: Name of outside business organization: Barnes Holding LLCInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , It was set up to hold land but has never been used. There is no business activity, and hasn't been since it was formed. I*354491 Entity For Profit Name of OBA: R.B. Address: Altoona, Iowa, 50009 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/01/2007 No Hours: 40 No Hours during trading: 0 Duties: Corn and Soybean family farm operation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-27
  • S66 Uniform Combined State Law Examination
    2005-06-27
Other Names
  • Ronald Lee Barnes

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