Salvatore A Fradella

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-03
TX	RA	APPROVED	2021-06-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2019	05/2021
Bank Of America, N.A.	New York	NY	07/2019	05/2021
Maxim Group Llc	Woodbury	NY	07/2016	08/2018
Fcc Inc.	Manhasset	NY	09/2018	06/2019
Supreme Court Of Nassau County	Mineola	NY	05/2018	07/2018
Morgan Stanley	New York	NY	05/2021	Present

07/2019 → 05/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
07/2019 → 05/2021

Bank Of America, N.A.

New York, NY
07/2016 → 08/2018

Maxim Group Llc

Woodbury, NY
09/2018 → 06/2019

Fcc Inc.

Manhasset, NY
05/2018 → 07/2018

Supreme Court Of Nassau County

Mineola, NY
05/2021 → Present

Morgan Stanley

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-29

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