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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-13
TN RA APPROVED 2016-09-16
  • TX RA
    APPROVED
    Since 2016-10-13
  • TN RA
    APPROVED
    Since 2016-09-16

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Germantown TN 05/2016 Present
Bank Of America, N.A. Germantown TN 12/2016 Present
Other Businesses

I*95368FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MAYFAIR LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:GERMANTOWN, TENNESSEE 38139-3616NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 7/13/2015NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FAMILY LIMITED PARTNERSHIP, INVESTMENTS INCLUDE BEACH RENTAL CONDO AND LIQUID SECURITIES.I*95370FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MAYFAIR FARMS LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:GERMANTOWN, TENNESSEE 38139-3616NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 8/26/2015NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FARM LAND THAT IS RENTED AND INVESTED SECURITIES.I*712256Entity For Profit Pbranch Prop Co 2 LLCInvestment related: Nnashville, Tennessee, 37208 ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/5/2022 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , rental real estate I*927386Entity CharitableNashville Children's TheatreInvestment related: NNashville, Tennessee, 37210["Charitable Organization"]Position, title, association: ["Board Member","Other"], Start date of relationship: 8/25/20221 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: My role will be as a trustee . To assist in the over arching decisions associated with running the Nashville Children's Theatre, allowing it to continue providing performing arts opportunities to the children of our community.I*1319255For profit or not for profit: Entity CharitableName of outside business organization: Nashville Childrens Theatre FoundationInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 7/1/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , To review financial projections and performance of the theatre. Summarize the information presented on the balance sheet and budget pertaining to the operation of the theatre.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-15
  • S66 Uniform Combined State Law Examination
    2016-09-15
Other Names
  • Phillip T Branch

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