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Mark Thomas Lombardi

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-10-05
CT RA APPROVED 2020-09-23
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-10-05
  • CT RA
    APPROVED
    Since 2020-09-23

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Poughkeepsie NY 05/2016 02/2019
Morgan Stanley New York NY 09/2020 Present
Mobile Life Support Services Poughkeepsie NY 10/2019 Present
Unemployed Poughkeepsie NY 03/2019 10/2019
  • 05/2016 → 02/2019
    Ameriprise Financial Services, Inc.
    Poughkeepsie, NY
  • 09/2020 → Present
    Morgan Stanley
    New York, NY
  • 10/2019 → Present
    Mobile Life Support Services
    Poughkeepsie, NY
  • 03/2019 → 10/2019
    Unemployed
    Poughkeepsie, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-13
  • S66 Uniform Combined State Law Examination
    2017-02-13

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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