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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-08 |
| TX | RA | APPROVED | 2016-12-07 |
| SC | RA | APPROVED | 2016-08-24 |
Branch Locations
1301 Gervais St, Columbia, SC 29201 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | FL | 05/2016 | Present |
| Bank Of America, N.A. | Columbia | SC | 05/2016 | Present |
I*125600 For profit or not for profit: For-Profit Organization Name of outside business organization: Whiskey Mikes Investment related: N Address of business: Columbia, South Carolina 29201 Nature of business: Other,n/a Position, title, association: Other, Band Member Start date of relationship: 4/12/2012 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Musician/band
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-23 |
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