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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-26
CA RA APPROVED 2025-09-16
TX RA APPROVED 2025-06-09
MD RA APPROVED 2025-03-13
FL RA APPROVED 2025-03-07
GA RA APPROVED 2024-10-07
CO RA APPROVED 2024-10-04
IL RA APPROVED 2024-10-04
DC RA APPROVED 2024-10-02
MA RA APPROVED 2024-08-28
KY RA APPROVED 2024-08-24
NY RA APPROVED 2024-08-02
  • NJ RA
    APPROVED
    Since 2026-08-26
  • CA RA
    APPROVED
    Since 2025-09-16
  • TX RA
    APPROVED
    Since 2025-06-09
  • MD RA
    APPROVED
    Since 2025-03-13
  • FL RA
    APPROVED
    Since 2025-03-07
  • GA RA
    APPROVED
    Since 2024-10-07
  • CO RA
    APPROVED
    Since 2024-10-04
  • IL RA
    APPROVED
    Since 2024-10-04
  • DC RA
    APPROVED
    Since 2024-10-02
  • MA RA
    APPROVED
    Since 2024-08-28
  • KY RA
    APPROVED
    Since 2024-08-24
  • NY RA
    APPROVED
    Since 2024-08-02

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc New York NY 06/2018 04/2019
Wells Fargo Securities New York NY 06/2017 08/2017
In2Une Lexington KY 08/2016 12/2016
University Of Kentucky Lexington KY 08/2014 05/2018
Student Sevilla 01/2017 05/2017
Tcg Capital Markets L.L.C. New York NY 05/2019 03/2024
The Carlyle Group New York NY 04/2019 03/2024
Guardian Life Insurance Company New York NY 03/2024 Present
Park Avenue Securities New York NY 04/2024 Present
  • 06/2018 → 04/2019
    Wells Fargo Securities, Llc
    New York, NY
  • 06/2017 → 08/2017
    Wells Fargo Securities
    New York, NY
  • 08/2016 → 12/2016
    In2Une
    Lexington, KY
  • 08/2014 → 05/2018
    University Of Kentucky
    Lexington, KY
  • 01/2017 → 05/2017
    Student
    Sevilla
  • 05/2019 → 03/2024
    Tcg Capital Markets L.L.C.
    New York, NY
  • 04/2019 → 03/2024
    The Carlyle Group
    New York, NY
  • 03/2024 → Present
    Guardian Life Insurance Company
    New York, NY
  • 04/2024 → Present
    Park Avenue Securities
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-27
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2024-07-27
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10
Other Names
  • Kathryn Vimont Koch
  • Katie Koch
  • Kathryn Koch

View on SEC IAPD

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