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Noe Lopez

Cerity Partners LLC

New York, NY

Austin, TX

CRD 6658193

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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
  • TX RA
    APPROVED
    Since 2026-01-06

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

3108 N Lamar Blvd Suite B100, Austin, TX 78705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Austin TX 06/2016 02/2019
Morgan Stanley Private Bank, N.A. New York NY 10/2016 02/2019
Fort Advisors Austin TX 03/2019 11/2020
Austin Private Wealth, Llc Austin TX 03/2021 12/2025
Unemployed Austin TX 11/2020 03/2021
Cerity Partners Llc New York NY 01/2026 Present
  • 06/2016 → 02/2019
    Morgan Stanley
    Austin, TX
  • 10/2016 → 02/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2019 → 11/2020
    Fort Advisors
    Austin, TX
  • 03/2021 → 12/2025
    Austin Private Wealth, Llc
    Austin, TX
  • 11/2020 → 03/2021
    Unemployed
    Austin, TX
  • 01/2026 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-30
  • S66 Uniform Combined State Law Examination
    2016-09-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

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