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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Houston | Houston | TX | 08/2010 | 12/2016 |
| Axa Advisors, Llc | Houston | TX | 11/2016 | 01/2019 |
| Biz-Metric Partners | Houston | TX | 05/2016 | 11/2016 |
| Jpmorgan Chase Bank, N.A. | Katy | TX | 01/2019 | 08/2019 |
| J.P. Morgan Securities Llc | Katy | TX | 01/2019 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 08/2019 | 10/2019 |
| Bank Of America, N.A. | Houston | TX | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-22 |
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