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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-01
NC RA APPROVED 2026-03-03
  • TX RA
    APPROVED
    Since 2026-04-01
  • NC RA
    APPROVED
    Since 2026-03-03

Branch Locations

14819 Ballantyne Village Way Suite 1100, Panorama Tower, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Bothell WA 02/2010 11/2020
New York Life Insurance Co Bellevue WA 12/2020 Present
Nylife Securities Llc Bellevue WA 12/2020 Present
The Legacy Financial Group, Llc Charlotte NC 12/2023 Present
Eagle Strategies Llc Panorama NC 03/2026 Present
  • 02/2010 → 11/2020
    Allstate Insurance Company
    Bothell, WA
  • 12/2020 → Present
    New York Life Insurance Co
    Bellevue, WA
  • 12/2020 → Present
    Nylife Securities Llc
    Bellevue, WA
  • 12/2023 → Present
    The Legacy Financial Group, Llc
    Charlotte, NC
  • 03/2026 → Present
    Panorama, NC
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 11400 SE 8th ST Ste 300 Bellevue, WA 98004; Start 12/2020; Insurance Broker; 20 hours per month, 20 during securities trading hours; insurance related] [Property and Casualty Sales; Selling/consulting with clients and prospects on auto/homeowners/condo/landlord/Umbrella policies will be written through GA-DCHome Doctors; 10885 NE 4th St. Ste 1400 Bellevue, WA 98004; Start Date 02/2010; Role/Title: Insurance Broker; Investment Related; 15 hours per month; 15 hours per month during securities trading hours] [Young Living; Multi-level marketing, selling essential oils; 811 112th St. Sw Everett, WA 98204; Start Date 06/2014; Role/Title: Independent Contractor; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF The Legacy Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CHARLOTTE NC; START DATE: 12/2023]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-02
S63 Uniform Securities Agent State Law Examination 2017-09-21
  • S65 Uniform Investment Adviser Law Examination
    2026-03-02
  • S63 Uniform Securities Agent State Law Examination
    2017-09-21
Other Names
  • Ricky Dukes
  • Ricky Dukes

View on SEC IAPD

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