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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-01 |
| NC | RA | APPROVED | 2026-03-03 |
Branch Locations
14819 Ballantyne Village Way Suite 1100, Panorama Tower, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Company | Bothell | WA | 02/2010 | 11/2020 |
| New York Life Insurance Co | Bellevue | WA | 12/2020 | Present |
| Nylife Securities Llc | Bellevue | WA | 12/2020 | Present |
| The Legacy Financial Group, Llc | Charlotte | NC | 12/2023 | Present |
| Eagle Strategies Llc | Panorama | NC | 03/2026 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 11400 SE 8th ST Ste 300 Bellevue, WA 98004; Start 12/2020; Insurance Broker; 20 hours per month, 20 during securities trading hours; insurance related] [Property and Casualty Sales; Selling/consulting with clients and prospects on auto/homeowners/condo/landlord/Umbrella policies will be written through GA-DCHome Doctors; 10885 NE 4th St. Ste 1400 Bellevue, WA 98004; Start Date 02/2010; Role/Title: Insurance Broker; Investment Related; 15 hours per month; 15 hours per month during securities trading hours] [Young Living; Multi-level marketing, selling essential oils; 811 112th St. Sw Everett, WA 98204; Start Date 06/2014; Role/Title: Independent Contractor; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF The Legacy Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CHARLOTTE NC; START DATE: 12/2023]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-21 |
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