Ramone Donnell Givens

Current Employers

Employment History

• 10/2013 → 10/2017
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Charlotte, NC
• 06/2014 → 10/2017
  Bank Of America, N.A.
  Charlotte, NC
• 10/2017 → 03/2024
  Morgan Stanley
  Cornelius, NC
• 11/2017 → 03/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2024 → Present
  New York Life Insurance Company
  Charlotte, NC
• 04/2025 → Present
  Nylif Securities Llc
  Charlotte, NC
• 05/2025 → Present
  Eagle Strategies Llc
  Charlotte, NC
• 03/2026 → Present
  Charlotte Legacy Group, Llc
  Charlotte, NC

Previous Registrations

• 2017-10-26 → 2025-04-03
  Morgan Stanley
  Cornelius, NC
  Charlotte, NC
  Charlotte, NC
  Cornelius, NC
• 2014-05-16 → 2017-10-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Belmont, NC

Other Businesses

[GivensGroup; Handyman Services; Non Investment related; Sole Proprietor, Owner; start Jan/2017; 4 hours per month, 0 hours during securities trading hours; 10227 Montrose Dr NW Charlotte NC 28269; Basic maintenance, painting and over all help with house projects] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 14819 Ballantyne Village Way, Suite 1100, Charlotte, NC 28277; start 02/2025; commissions; 10 hours per month, 5 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF Charlotte Legacy Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; CHARLOTTE NC; START DATE: 03/2026]

Exams

• S66 Uniform Combined State Law Examination
  2014-05-09

Other Names

• Ramone D Given
• Ray Donnell Givens
• Ramone D Givens