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Brandon Richard Phillips

Mai Capital Management, LLC

Charlotte, NC

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-21
  • NC RA
    APPROVED
    Since 2021-12-21

Branch Locations

6101 Carnegie Blvd Suite 360, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Solamere Advisors Charlotte NC 05/2009 12/2021
Mai Capital Management Charlotte NC 12/2021 Present
  • 05/2009 → 12/2021
    Solamere Advisors
    Charlotte, NC
  • 12/2021 → Present
    Mai Capital Management
    Charlotte, NC
Previous Registrations
  • 2015-03-24 → 2021-12-15
    Queens Oak Advisors
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-24
S63 Uniform Securities Agent State Law Examination 2002-08-23
  • S65 Uniform Investment Adviser Law Examination
    2015-03-24
  • S63 Uniform Securities Agent State Law Examination
    2002-08-23

View on SEC IAPD

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