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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-27 |
| SC | RA | APPROVED | 2021-11-01 |
| NC | RA | APPROVED | 2020-02-13 |
Branch Locations
14819 Ballantyne Village Way 11Th Fl., Suite 1100, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South State Bank | Charlotte | NC | 09/2017 | 08/2018 |
| Lpl Financial, Llc | Fort Mill | SC | 06/2015 | 09/2017 |
| New York Life Insurance Company | Charlotte | NC | 08/2019 | Present |
| Nylife Securities Llc | Charlotte | NC | 09/2019 | Present |
| Unemployed | Indian Land | SC | 08/2018 | 07/2019 |
| Lpl Financial, Llc | Charlotte | NC | 09/2017 | 08/2018 |
| Eagle Strategies Llc | Charlotte | NC | 02/2020 | Present |
| Main View Wealth, Llc | Charlotte | NC | 01/2024 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 3012 Purple Rose Tr; Start Date 07/2023; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Main View Wealth, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CHARLOTTE NC; START DATE: 01/2024][Meck South Rotary; president; 14280 Collections Center Dr Chicago IL 60693; Start Date 07/2023; Role/Title: President; Not Investment Related; 20 hours per month; 5 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-02 |
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