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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-27 |
Branch Locations
14819 Ballantyne Village Way 11Th Fl Suite 1100, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Charlotte | NC | 10/2021 | Present |
| Languageline Solutions | Monterey | CA | 07/2019 | 01/2022 |
| Mingfu Chinese And Sushi Restaurant | Matthews | NC | 04/2019 | 03/2020 |
| Charlotte Eye Ear Nose And Throat | Mathews | NC | 01/2019 | 03/2019 |
| Outback Steakhouse | Matthews | NC | 01/2019 | 03/2019 |
| Steak And Shake | Charlotte | NC | 10/2018 | 12/2018 |
| Unemployed | Matthews | NC | 04/2018 | 10/2018 |
| Song Da Central | Da Nang | 05/2017 | 12/2017 | |
| A Au Career Orientation School | Da Nang | 05/2017 | 12/2017 | |
| Unemployed | Hue | 01/2019 | 03/2019 | |
| Unemployed | Hue | 01/2018 | 03/2018 | |
| Hong Ha Engineering Consulting And Construction Jsc | Tam Ky | 09/2014 | 04/2017 | |
| Nylife Securities Llc | Charlotte | NC | 06/2022 | Present |
| Lily Nail Spa | Wesley Chapel | NC | 01/2023 | 10/2024 |
| Eagle Strategies Llc | Charlotte | NC | 01/2025 | Present |
| Sen Vang Wealth Strategies Llc | Charlotte | NC | 08/2026 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 14819 Ballantyne Village Way, Suite 1100, Charlotte, N.C 28277; Start Date 05/2024; Role/Title: Insurance Broker; Investment Related; 15 hours per month; 10 hours per month during securities trading hours][HQ Nails and spa; Nails care; 1008 W Roosevelt blvd #D Monroe N.C 28110; Start Date 04/2026; Role/Title: Independent Contractor; Not Investment Related; 25 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SEN VANG WEALTH STRATEGIES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (CHARLOTTE, NC); START DATE: 08/2026]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-29 |
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