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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-25 |
| NC | RA | APPROVED | 2006-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 12/2006 | Present |
| The Pinnacle Financial Group | Monroe | NC | 12/2006 | Present |
1. Vice President and Co-Owner, PFGNC,Inc., doing business as The Pinnacle Financial Group, a private entity established as an operating company to facilitate securities business; Conducted from branch location; Investment related. 2. Fixed Insurance Sales, as an Agent; Conducted from branch location; Investment-related. 3. President and Part-Owner, Elite Benefits Group, Inc., an operating company established to conduct fixed insurance sales; Located At 314 North Church Street, Monroe, Nc 28112; As Of 06/17/2014; Approximately 10% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 4. General Partner and Part Owner, 'Beach Properties of NC', a general partnership established to own and manage real estate rental properties located in Myrtle Beach, SC; As of 03/15/2015; Approximately 5% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 5. Co-Owner, Wingate Rentals, LLC, a private entity established to own and manage a residential real estate properties located in Wingate, NC; Approximately 2% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 6. Co-owner, Pinnacle Insurance; private entity used to facilitate insurance business as of 04/05/19; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 7. Co-owner; an entity created for the purpose of buying and managing residential real estate in Monroe, NC 28110, as of 07/17/2024; 1% of time spent during business hours; Conducted at branch; Investment related. 8. Co-owner; an entity created for the purpose of buying and managing timber land in Polkton, NC 28135, as of 10/01/2025; 0% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-05 |
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