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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-13
NC RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2025-01-13
  • NC RA
    APPROVED
    Since 2024-12-12

Branch Locations

901 E Roosevelt Blvd, Monroe, NC 28112 • United States

1795 Dickerson Blvd, Monroe, NC 28110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Charlotte NC 10/2023 05/2024
Cutco Charlotte NC 06/2017 07/2017
Smoke Bbq Grille Charlotte NC 07/2017 09/2017
Carolina Pool Management Charlotte NC 05/2019 09/2019
Carolina Pool Management Charlotte NC 06/2020 08/2020
Forest Lake Club Columbia SC 10/2020 12/2020
Group Management Services Charlotte NC 07/2023 09/2023
State Farm Columbia SC 06/2022 08/2022
Ruth's Chris Steak House Columbia SC 05/2021 06/2021
Student At The University Of South Carolina Columbia NC 08/2018 05/2023
Unemployed Charlotte NC 12/2013 06/2017
Unemployed Charlotte NC 09/2017 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 11/2024 Present
Unemployed Charlotte NC 09/2019 06/2020
Unemployed Charlotte NC 12/2020 05/2021
Unemployed Columbia SC 06/2021 06/2022
Unemployed Columbia SC 08/2022 07/2023
Unemployed Charlotte NC 05/2024 11/2024
Bank Of America, N.A. Charlotte NC 01/2025 Present
  • 10/2023 → 05/2024
    Pruco Securities Llc
    Charlotte, NC
  • 06/2017 → 07/2017
    Cutco
    Charlotte, NC
  • 07/2017 → 09/2017
    Smoke Bbq Grille
    Charlotte, NC
  • 05/2019 → 09/2019
    Carolina Pool Management
    Charlotte, NC
  • 06/2020 → 08/2020
    Carolina Pool Management
    Charlotte, NC
  • 10/2020 → 12/2020
    Forest Lake Club
    Columbia, SC
  • 07/2023 → 09/2023
    Group Management Services
    Charlotte, NC
  • 06/2022 → 08/2022
    State Farm
    Columbia, SC
  • 05/2021 → 06/2021
    Ruth's Chris Steak House
    Columbia, SC
  • 08/2018 → 05/2023
    Student At The University Of South Carolina
    Columbia, NC
  • 12/2013 → 06/2017
    Unemployed
    Charlotte, NC
  • 09/2017 → 05/2019
    Unemployed
    Charlotte, NC
  • 11/2024 → Present
    Charlotte, NC
  • 09/2019 → 06/2020
    Unemployed
    Charlotte, NC
  • 12/2020 → 05/2021
    Unemployed
    Charlotte, NC
  • 06/2021 → 06/2022
    Unemployed
    Columbia, SC
  • 08/2022 → 07/2023
    Unemployed
    Columbia, SC
  • 05/2024 → 11/2024
    Unemployed
    Charlotte, NC
  • 01/2025 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-07
  • S66 Uniform Combined State Law Examination
    2024-08-07
Other Names
  • Harrison Holmes

View on SEC IAPD

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