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Casey Patrick Sullivan

Alliancebernstein L.P.

New York, NY

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-07
TX RA APPROVED_RES 2017-08-10
VA RA APPROVED 2014-12-09
FL RA APPROVED 2014-03-24
DC RA APPROVED 2013-10-28
NJ RA APPROVED 2009-11-24
  • NY RA
    APPROVED
    Since 2021-05-07
  • TX RA
    APPROVED_RES
    Since 2017-08-10
  • VA RA
    APPROVED
    Since 2014-12-09
  • FL RA
    APPROVED
    Since 2014-03-24
  • DC RA
    APPROVED
    Since 2013-10-28
  • NJ RA
    APPROVED
    Since 2009-11-24

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 11/2004 Present
  • 11/2004 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-23
S63 Uniform Securities Agent State Law Examination 2005-07-28
  • S66 Uniform Combined State Law Examination
    2009-11-23
  • S63 Uniform Securities Agent State Law Examination
    2005-07-28
Other Names
  • Casey Patrick Sullivan

View on SEC IAPD

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