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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-05 |
| TX | RA | APPROVED | 2022-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank, N.A. | San Antonio | TX | 04/2018 | 08/2019 |
| Bbva Securities, Inc. | San Antonio | TX | 05/2020 | 11/2021 |
| Bbva Insurance Agency, Inc. | Austin | TX | 04/2020 | 11/2021 |
| Bbva Usa | Birmingham | AL | 04/2020 | 11/2021 |
| Unemployed | San Antonio | TX | 02/2020 | 04/2020 |
| Wells Fargo Bank, N.A. | San Antonio | TX | 08/2019 | 02/2020 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 08/2019 | 02/2020 |
| J.P. Morgan Chase Bank, N.A. | San Antonio | TX | 04/2018 | 08/2019 |
| J.P. Morgan Securities Llc | San Antonio | TX | 04/2018 | 08/2019 |
| Foresters Financial Services, Inc. | San Antonio | TX | 06/2016 | 03/2018 |
| Bbva Wealth Solutions, Inc. | San Antonio | TX | 06/2020 | 11/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 11/2021 | 06/2022 |
| The Vanguard Group, Inc. | Plano | TX | 06/2022 | Present |
| Vanguard Marketing Corporation | Plano | TX | 06/2022 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2021 | 06/2022 |
| Vanguard Advisors, Inc. | Charlotte | NC | 11/2021 | 06/2022 |
| Vanguard Advisors, Inc. | Plano | TX | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-06 |
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