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Noah Hutkin

LPl Financial LLC

New York, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-29
NY RA APPROVED 2024-07-25
PA RA APPROVED 2024-07-25
TX RA APPROVED 2024-07-25
  • NJ RA
    APPROVED
    Since 2025-05-29
  • NY RA
    APPROVED
    Since 2024-07-25
  • PA RA
    APPROVED
    Since 2024-07-25
  • TX RA
    APPROVED
    Since 2024-07-25

Branch Locations

142 W 57Th St Fl 9 Offices 911, 912, 916, 917, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insomnia Cookies Boulder CO 02/2018 05/2018
Transamerica Capital Inc Denver CO 06/2017 08/2017
Transamerica Capial Inc Denver CO 06/2018 07/2019
University Of Colorado Boulder Boulder CO 06/2014 06/2018
Transamerica Investors Securities Corporation Denver NY 07/2019 02/2020
Transamerica Life Insurance Company Denver CO 06/2018 02/2020
Unemployed New Hope PA 02/2020 05/2020
Etf Managers Group Llc Summit NJ 05/2020 08/2023
Foreside Fund Services, Llc Summit NJ 08/2023 02/2024
Unemployed Brooklyn NY 02/2024 06/2024
Lpl Financial Brooklyn NY 06/2024 Present
  • 02/2018 → 05/2018
    Insomnia Cookies
    Boulder, CO
  • 06/2017 → 08/2017
    Transamerica Capital Inc
    Denver, CO
  • 06/2018 → 07/2019
    Transamerica Capial Inc
    Denver, CO
  • 06/2014 → 06/2018
    University Of Colorado Boulder
    Boulder, CO
  • 07/2019 → 02/2020
    Transamerica Investors Securities Corporation
    Denver, NY
  • 06/2018 → 02/2020
    Transamerica Life Insurance Company
    Denver, CO
  • 02/2020 → 05/2020
    Unemployed
    New Hope, PA
  • 05/2020 → 08/2023
    Etf Managers Group Llc
    Summit, NJ
  • 08/2023 → 02/2024
    Foreside Fund Services, Llc
    Summit, NJ
  • 02/2024 → 06/2024
    Unemployed
    Brooklyn, NY
  • 06/2024 → Present
    Lpl Financial
    Brooklyn, NY
Other Businesses

1. 02/25/2025- Robert Bailey Charitable Trust- Non-Profit Board Member- Not INV Related- Start date 02/01/2025- 1 Hour Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-25
S63 Uniform Securities Agent State Law Examination 2019-05-30
  • S66 Uniform Combined State Law Examination
    2024-07-25
  • S63 Uniform Securities Agent State Law Examination
    2019-05-30
Other Names
  • Noah Hutkin
  • Noah Ammon Hutkin

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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