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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2018-10-22 |
Branch Locations
4747 Kilauea Avenue Suite 214, Honolulu, HI 96816 • United States
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 05/2016 | 10/2018 |
| Estate Planning (Epch) | Honolulu | HI | 06/2010 | Present |
| Brookstone Capital Management | Wheaton | IL | 10/2018 | Present |
| East Oahu Volleyball Club | Honolulu | HI | 05/2010 | 03/2020 |
1) Life Insurance Hawaii, LLC; is investment related; 4747 Kilauea Avenue, Ste #214, Honolulu, HI 96816; provides estate planning services, insurance planning and income planning; Principal Member; since July 2013; spends approximately 100 hours monthly during market hours 2) Property Management; rental income from previous residence
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-12 |
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