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Roy Thomas Mann

LPl Financial LLC

Bristol, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-29
TN RA APPROVED 2009-02-13
  • TX RA
    APPROVED_RES
    Since 2025-07-29
  • TN RA
    APPROVED
    Since 2009-02-13

Branch Locations

100 5Th St Ste 340, Bristol, TN 37620-5919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bristol TN 01/2007 Present
Other Businesses

(1) 01/19/2007 - MUSICAL PERFORMANCE LIVE MUSIC SINGER/ BRISTOL TN (2)10/15/09 - NON-VARIABLE INSURANCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-12
S63 Uniform Securities Agent State Law Examination 2005-02-04
  • S66 Uniform Combined State Law Examination
    2009-02-12
  • S63 Uniform Securities Agent State Law Examination
    2005-02-04
Other Names
  • Roy Thomas Mann

View on SEC IAPD

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