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Johanna P Castaneda-Rosenblueth

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2021-02-24
TX RA APPROVED 2020-03-30
CT RA APPROVED 2020-03-09
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2021-02-24
  • TX RA
    APPROVED
    Since 2020-03-30
  • CT RA
    APPROVED
    Since 2020-03-09

Branch Locations

225 Liberty St, New York, NY 10281 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2004 Present
Bank Of America, N.A. New York NY 08/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-06
S63 Uniform Securities Agent State Law Examination 2009-10-17
  • S66 Uniform Combined State Law Examination
    2020-03-06
  • S63 Uniform Securities Agent State Law Examination
    2009-10-17
Other Names
  • Johanna P Castaneda

View on SEC IAPD

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