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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-11-19 |
| TX | RA | APPROVED | 2020-11-19 |
Branch Locations
4343 Easton Commons, Columbus, OH 43219 • United States
Westerville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Columbus | OH | 05/2016 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Columbus | OH | 05/2016 | 05/2017 |
| Northwestern Mutual Wealth Management Company | Columbus | OH | 12/2016 | 05/2017 |
| Jpmorgan Securities, Llc | Westerville | OH | 05/2017 | 09/2020 |
| Morgan Stanley | Columbus | OH | 09/2020 | Present |
| Morgan Stanley Services Group, Inc. | Columbus | OH | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-25 |
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