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Luke Prescott Marino

Cetera Investment Advisers LLC

East Hartford, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-27
CT RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2022-10-27
  • CT RA
    APPROVED
    Since 2019-06-19

Branch Locations

101 East River Drive 4Th Floor, East Hartford, CT 06108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services East Hartford CT 06/2016 01/2017
Foresters Financial Services East Hartford CT 01/2017 06/2019
Foresters Advisory Services East Hartford CT 12/2017 06/2019
Cetera Investment Advisers Llc East Hartford CT 06/2019 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
  • 06/2016 → 01/2017
    Foresters Financial Services
    East Hartford, CT
  • 01/2017 → 06/2019
    Foresters Financial Services
    East Hartford, CT
  • 12/2017 → 06/2019
    Foresters Advisory Services
    East Hartford, CT
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    East Hartford, CT
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2018-01-02 → 2019-06-24
    Foresters Advisory Services, Llc
    East Hartford, CT
Other Businesses

1. PARTER OF RISLEY MARINO GROUP; DBA FOR CETERA BUSINESS 2. CO-OWNER OF RIVERVIEW FINANCIAL PARTNERS; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-19
S63 Uniform Securities Agent State Law Examination 2016-07-18
  • S65 Uniform Investment Adviser Law Examination
    2017-12-19
  • S63 Uniform Securities Agent State Law Examination
    2016-07-18
Designations
Other Names
  • Luke Marino

View on SEC IAPD

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