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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-09-07 |
Branch Locations
307 S. Front Street #107, Marquette, MI 49855 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northstar Investment Management | Marquette | MI | 05/2016 | 08/2018 |
| Student - Northern Michigan University | Marquette | MI | 01/2015 | 05/2017 |
| Commonwealth Financial Network | Waltham | MA | 05/2016 | 08/2018 |
| Northstar Investment Management | Marquette | MI | 08/2018 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | Present |
Fixed insurance sales; as of 08/27/0218; Approximately less than 1% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-31 |
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