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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-04
  • FL RA
    APPROVED
    Since 2021-10-04

Branch Locations

20 3Rd Street S.W. Suite 301, Winter Haven, FL 33880 • United States

Winter Haven, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J Phillips Investments Winter Haven FL 06/2019 Present
Unemployeed Winter Haven FL 06/2015 05/2019
Commonwealth Financial Network Waltham MA 06/2019 Present
  • 06/2019 → Present
    J Phillips Investments
    Winter Haven, FL
  • 06/2015 → 05/2019
    Unemployeed
    Winter Haven, FL
  • 06/2019 → Present
    Waltham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-23
  • S66 Uniform Combined State Law Examination
    2021-08-23

View on SEC IAPD

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