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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Securities/Synovus Bank | Atlanta | GA | 09/2012 | 12/2019 |
| Raymond James Financial Services, Inc. | Chattanooga | TN | 03/2020 | 02/2026 |
| Raymond James Financial Services Advisors, Inc. | Chattanooga | TN | 03/2020 | 02/2026 |
| Pinnacle Bank | Atlanta | GA | 12/2019 | 02/2026 |
| Pinnacle Bank/Pinnacle Financial Partners | Atlanta | GA | 12/2019 | 02/2026 |
| Lpl Financial Llc | Atlanta | GA | 04/2026 | Present |
| United Community Bank | Atlanta | GA | 02/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name United Community Advisors - Investment Related - At Reported Business Location(s) - Start Date: 04/2026 2. 04/2026 - United Community Bank - Financial Institution Duty - Investment Related - 100 Hrs/Mth - 100 Hrs During Trading - Marietta, GA 30060 - OBA Start Date: 04/02/2026 3. 04/2026 - Soapstream LLC / Ellijay Suds - Business Owner - Investment Related - 05 Hrs/Mth - 00 Hrs During Trading - Smyrna, GA 30080 - OBA Start Date: 06/01/2023 4. 04/2026 - Upstream Drift - Real Estate Rental - Investment Related - 05 Hrs/Mth - 00 Hrs During Trading - Smyrna, GA 30080 - OBA Start Date: 04/26/2022 5. 04/2026 - Upstream Farms - Business Owner - Investment Related - 00 Hrs/Mth - 00 Hrs During Trading - Smyrna, GA 30080 - OBA Start Date: 02/01/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-21 |
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