Laura Gurgel

Ubs Financial Services Inc.

Hallandale Beach, FL

CRD 6652292

Claim This Profile

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-11-14
NY	RA	APPROVED	2023-11-13
FL	RA	APPROVED	2023-11-07

NJ RA
APPROVED

Since 2023-11-14
NY RA
APPROVED

Since 2023-11-13
FL RA
APPROVED

Since 2023-11-07

Branch Locations

1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Miami	FL	05/2016	Present

05/2016 → Present

Ubs Financial Services Inc

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-06

S66 Uniform Combined State Law Examination

2023-11-06

Other Names

Laura Rita Gurgel De Sousa
Laura Rita Gurgel De Sousa

View on SEC IAPD

Nearby Firms

NUVERSE ADVISORS LLC

KAWA CAPITAL MANAGEMENT, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Nearby Investors

Tyler Mitchell Claus

CRISTINA HARTMANN BALDIM

Nearby Offices

NUVERSE ADVISORS LLC · HALLANDALE BEACH, FL

KAWA CAPITAL MANAGEMENT, INC. · HALLANDALE BEACH, FL

RAYMOND JAMES & ASSOCIATES, INC. · Hallandale Beach, FL

More in Hallandale Beach, FL

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor