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Laura Gurgel

Ubs Financial Services Inc.

Hallandale Beach, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-14
NY RA APPROVED 2023-11-13
FL RA APPROVED 2023-11-07
  • NJ RA
    APPROVED
    Since 2023-11-14
  • NY RA
    APPROVED
    Since 2023-11-13
  • FL RA
    APPROVED
    Since 2023-11-07

Branch Locations

1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Miami FL 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-06
  • S66 Uniform Combined State Law Examination
    2023-11-06
Other Names
  • Laura Rita Gurgel De Sousa
  • Laura Rita Gurgel De Sousa

View on SEC IAPD

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Other Offices

NUVERSE ADVISORS LLC · HALLANDALE BEACH, FL
KAWA CAPITAL MANAGEMENT, INC. · HALLANDALE BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Hallandale Beach, FL
UBS FINANCIAL SERVICES INC. · Hallandale Beach, FL
MISSION WEALTH MANAGEMENT, LP · Hallandale Beach, FL
FITZROY INVESTMENT ADVISORS LLC · AVENTURA, FL
WM PARTNERS, LP · AVENTURA, FL
J. SAFRA ASSET MANAGEMENT CORPORATION · Aventura, FL

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