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Garrick Trosper

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-22
TX RA APPROVED 2022-12-01
  • FL RA
    APPROVED
    Since 2022-12-22
  • TX RA
    APPROVED
    Since 2022-12-01

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2017 Present
Crump Life Insurance Co. Coral Springs FL 03/2017 07/2017
Rotary Glo Largo FL 06/2017 07/2017
Northwestern Mutual Clearwater FL 05/2016 03/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S66 Uniform Combined State Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11

View on SEC IAPD

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