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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-15
  • NY RA
    APPROVED
    Since 2022-12-15

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 12/2021 Present
Natwest Markets Stamford CT 06/2018 12/2021
Arthur J Gallagher & Co White Plains NY 06/2017 08/2017
University Of Connecticut Storrs CT 08/2014 05/2018
  • 12/2021 → Present
    Neuberger Berman
    New York, NY
  • 06/2018 → 12/2021
    Natwest Markets
    Stamford, CT
  • 06/2017 → 08/2017
    Arthur J Gallagher & Co
    White Plains, NY
  • 08/2014 → 05/2018
    University Of Connecticut
    Storrs, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-14
  • S66 Uniform Combined State Law Examination
    2022-12-14
Other Names
  • Austin Reed Glickstern

View on SEC IAPD

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