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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-03-17
  • NJ RA
    APPROVED
    Since 2010-03-17

Branch Locations

1 Crossroads Dr, Bedminster, NJ 07921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Pennington NJ 01/1984 Present
Merrill Lynch, Pierce, Fenner &Amp; Smith Bridgewater NJ 02/2010 Present
Bank Of America, Na Bridgewater NJ 06/2010 Present
  • 01/1984 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Pennington, NJ
  • 02/2010 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith
    Bridgewater, NJ
  • 06/2010 → Present
    Bank Of America, Na
    Bridgewater, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-15
  • S66 Uniform Combined State Law Examination
    2010-03-15
Other Names
  • Patrick Cassidy

View on SEC IAPD

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