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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-03-24
  • WI RA
    APPROVED
    Since 2026-03-24

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Appleton WI 06/2016 09/2017
Thrivent Investment Management Inc Appleton WI 06/2017 Present
Thrivent Financial Appleton WI 09/2017 Present
  • 06/2016 → 09/2017
    Thrivent Financial
    Appleton, WI
  • 06/2017 → Present
    Appleton, WI
  • 09/2017 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-23
S63 Uniform Securities Agent State Law Examination 2017-08-28
  • S66 Uniform Combined State Law Examination
    2026-03-23
  • S63 Uniform Securities Agent State Law Examination
    2017-08-28
Other Names
  • Heather Dyan Canterbury

View on SEC IAPD

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