Christopher Maxwell Wharton

Current Employers

Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-03-18

CO RA
APPROVED

Since 2021-03-18

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tucker Asset Management Llc	Littleton	CO	03/2021	Present
Tucker Asset Management Llc	Littleton	CO	10/2019	03/2021
Retirement Matters	Glendale	OH	05/2016	10/2019

03/2021 → Present

Tucker Asset Management Llc

Littleton, CO
10/2019 → 03/2021

Tucker Asset Management Llc

Littleton, CO
05/2016 → 10/2019

Retirement Matters

Glendale, OH

Other Businesses

1.) Insurance License - Life, Accident & Health; Colorado Springs, CO; Start Date 07/2020; Not actively selling insurance products - 0 hours per month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-12

S65 Uniform Investment Adviser Law Examination

2021-02-12

Other Names

Chistopher Maxwell Wharton

View on SEC IAPD

Current Employers

Tucker Asset Management Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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