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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-06
MN RA APPROVED 2017-01-03
  • TX RA
    APPROVED_RES
    Since 2017-01-06
  • MN RA
    APPROVED
    Since 2017-01-03

Branch Locations

130 W Superior St, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Duluth MN 05/2016 Present
  • 05/2016 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Duluth, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-27
  • S66 Uniform Combined State Law Examination
    2016-12-27
Other Names
  • Amy Angela Porter
  • Amy A Geissler

View on SEC IAPD

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