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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-04-19
  • NV RA
    APPROVED
    Since 2022-04-19

Branch Locations

10801 West Charleston Boulevard 2Nd Floor, Las Vegas, NV 89135 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co Milwaukee WI 04/2016 03/2017
Robert W. Baird & Co Milwaukee WI 03/2017 03/2022
City National Securities. Inc. Las Vegas NV 04/2022 Present
  • 04/2016 → 03/2017
    Robert W. Baird & Co
    Milwaukee, WI
  • 03/2017 → 03/2022
    Robert W. Baird & Co
    Milwaukee, WI
  • 04/2022 → Present
    City National Securities. Inc.
    Las Vegas, NV
Previous Registrations
Other Businesses

(1) Name of Entity: Vegas Young Professionals; Non-investment related; Address: 575 Symphony Park Ave., Ste. 100, Las Vegas, NV 89106; Nature of OBA: Vegas Young Professionals is an organization for 21-39 year-old professionals dedicated to identifying, engaging, developing and connecting future leaders. VYP is committed to accelerating your career, building your circle of influence and helping your community; Position/Title/Relationship: Member; Start Date: 07/01/2022; Time devoted: 0 hours per month; 0 during securities trading hours Duties: Member Only. (2) Name of Entity: City of Henderson - Parks and Recreation Board; Non-investment related; Address: 240 S Water St, Henderson, NV 89015; Nature of OBA: Reviews all public park plans, and recommends park development standards and amendments.; Position/Title/Relationship: Board Member; Start Date: 09/06/2023; Time devoted: 4 hours per month; 0 during securities trading hours; Duties: Reviews all public park plans, and recommends park development standards and amendments. Meets monthly. (3) the name of the other business: FINRA whether the business is investment-related: Yes the address of the other business: 200 Liberty Street, New York, NY 10281 the nature of the other business: FINRA is a self-regulatory organization for member broker-dealers that is responsible under federal law for supervising member firms. your position, title, or relationship with the other business: Non-public arbitrator the start date of your relationship: 2025-08-28 the approximate number of hours/month you devote to the other business: 2 the number of hours you devote to the other business during securities trading hours: 0 briefly describe your duties relating to the other business: Arbitrators are well-established professionals with acute critical thinking and listening skills who maintain impartiality while resolving disputes - arbitrators hear and study the evidence in a trial-like setting before making a final and binding decision. Five years of full-time paid professional work experience is required for all applicants. Individuals with legal, general business and accounting backgrounds are encouraged to apply. However, previous legal, arbitration, or securities experience is not required. Arbitrators are independent contractors and are not employees of FINRA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
  • S66 Uniform Combined State Law Examination
    2019-12-23
Other Names
  • Jordan Donald Williams

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