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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-04-19 |
Branch Locations
10801 West Charleston Boulevard 2Nd Floor, Las Vegas, NV 89135 • United States
Henderson, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co | Milwaukee | WI | 04/2016 | 03/2017 |
| Robert W. Baird & Co | Milwaukee | WI | 03/2017 | 03/2022 |
| City National Securities. Inc. | Las Vegas | NV | 04/2022 | Present |
(1) Name of Entity: Vegas Young Professionals; Non-investment related; Address: 575 Symphony Park Ave., Ste. 100, Las Vegas, NV 89106; Nature of OBA: Vegas Young Professionals is an organization for 21-39 year-old professionals dedicated to identifying, engaging, developing and connecting future leaders. VYP is committed to accelerating your career, building your circle of influence and helping your community; Position/Title/Relationship: Member; Start Date: 07/01/2022; Time devoted: 0 hours per month; 0 during securities trading hours Duties: Member Only. (2) Name of Entity: City of Henderson - Parks and Recreation Board; Non-investment related; Address: 240 S Water St, Henderson, NV 89015; Nature of OBA: Reviews all public park plans, and recommends park development standards and amendments.; Position/Title/Relationship: Board Member; Start Date: 09/06/2023; Time devoted: 4 hours per month; 0 during securities trading hours; Duties: Reviews all public park plans, and recommends park development standards and amendments. Meets monthly. (3) the name of the other business: FINRA whether the business is investment-related: Yes the address of the other business: 200 Liberty Street, New York, NY 10281 the nature of the other business: FINRA is a self-regulatory organization for member broker-dealers that is responsible under federal law for supervising member firms. your position, title, or relationship with the other business: Non-public arbitrator the start date of your relationship: 2025-08-28 the approximate number of hours/month you devote to the other business: 2 the number of hours you devote to the other business during securities trading hours: 0 briefly describe your duties relating to the other business: Arbitrators are well-established professionals with acute critical thinking and listening skills who maintain impartiality while resolving disputes - arbitrators hear and study the evidence in a trial-like setting before making a final and binding decision. Five years of full-time paid professional work experience is required for all applicants. Individuals with legal, general business and accounting backgrounds are encouraged to apply. However, previous legal, arbitration, or securities experience is not required. Arbitrators are independent contractors and are not employees of FINRA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
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