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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-26

Branch Locations

1300 Stonehollow Drive, Kingwood, TX 77339 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2316 Timber Shadows Dr #102, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2016 10/2020
Ameriprise Financial Services, Llc Kingwood TX 10/2020 12/2022
Lpl Financial Kingwood TX 01/2023 Present
Previous Registrations
Other Businesses

1- 10/02/2023 / Blakelock Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s)/ Admin/ Start Date 01/27/23 / 160 Hours Per Month/ 32 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-22
  • S66 Uniform Combined State Law Examination
    2016-08-22
Other Names
  • Justin Daniel Smith
  • Justin D Smith
  • Justin Smith

View on SEC IAPD

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