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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-24 |
Branch Locations
Long Beach, CA • United States
Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States
Cwm Retail, Sales 415 N. Pacific Coast Hwy, Redondo Beach, CA 90277 • United States
Cwm Retail, Sales 81 Pier Ave, Hermosa Beach, CA 90254 • United States
Cwm Retail, Sales 5700 Sepulveda Blvd, Culver City, CA 90230 • United States
Cwm Retail, Sales 935 Silver Spur Road, Rolling Hills Estates, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Encino | CA | 05/2016 | 12/2017 |
| Golden State Wealth Management, Llc | Irvine | CA | 11/2016 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 12/2017 | 02/2021 |
| Citi Group | Redondo | CA | 02/2021 | Present |
OA name: 338 Walnut Ave, Long Beach CA 90802, Nature: Passive Rental Income (Investment-related: Yes, Location: Long Beach, CA, started 04/13/2026), Title: Passive Rental Income (owner), Duties: Passive Rental Income (owner), Hours: (0 during trading hours/month, 0 during non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-27 |
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