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Nacole Marie Light

Mml Investors Services, LLC

Las Vegas, NV

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-11-08
TX RA APPROVED_RES 2023-08-07
CO RA APPROVED 2020-10-07
  • NV RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED_RES
    Since 2023-08-07
  • CO RA
    APPROVED
    Since 2020-10-07

Branch Locations

1700 South Pavilion Center Drive Suite 320, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Englewood CO 06/2018 01/2019
The Prudential Insurance Company Of America Englewood CO 03/2016 01/2019
Mass Mutual Life Insurance Company Las Vegas NV 04/2019 Present
Mml Investors Services, Llc Las Vegas NV 04/2019 Present
  • 06/2018 → 01/2019
    Pruco Securities Llc
    Englewood, CO
  • 03/2016 → 01/2019
    The Prudential Insurance Company Of America
    Englewood, CO
  • 04/2019 → Present
    Mass Mutual Life Insurance Company
    Las Vegas, NV
  • 04/2019 → Present
    Mml Investors Services, Llc
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-15
S63 Uniform Securities Agent State Law Examination 2020-07-17
  • S65 Uniform Investment Adviser Law Examination
    2020-09-15
  • S63 Uniform Securities Agent State Law Examination
    2020-07-17
Other Names
  • Nacole Marie Shawcross
  • Nacole Light

View on SEC IAPD

Other Firms

YH&C INVESTMENTS INC.
MM MACHINE, LLC
QUANTIFIX CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AI AGENT CAPITAL, LLC
BETTER CAPITAL MANAGEMENT LLC
U.S. BANCORP ADVISORS, LLC
ROSTEN CAPITAL INVESTMENTS LLC

Other Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

More in Las Vegas, NV

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