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Michael Joseph Worthington

Stonebridge Financial Group

San Rafael, CA

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Current Employers
Stonebridge Financial Group

100 Smith Ranch Road, Suite 112, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-02
  • CA RA
    APPROVED
    Since 2026-03-02

Branch Locations

100 Smith Ranch Road, Suite 112, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa-Advisors, Llc New York NY 08/2016 06/2020
Equitable Advisors, Llc New York NY 08/2016 03/2026
Stonebridge Financial Group, Llc San Rafael CA 03/2026 Present
  • 08/2016 → 06/2020
    Axa-Advisors, Llc
    New York, NY
  • 08/2016 → 03/2026
    Equitable Advisors, Llc
    New York, NY
  • 03/2026 → Present
    Stonebridge Financial Group, Llc
    San Rafael, CA
Previous Registrations
  • 2016-09-30 → 2026-03-04
    Equitable Advisors, Llc
    Novato, CA
    San Francisco, CA
    San Francisco, CA
    Orinda, CA
    San Rafael, CA
Other Businesses

Real Estate Property. Does not interfere with activities as Investment Advisor Representative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-24
  • S66 Uniform Combined State Law Examination
    2016-09-24

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
HCM WEALTH
O'DONNELL FINANCIAL SERVICES, LLC
MADRONE INVESTMENT ADVISORY, LLC
FIDUCIARY FINANCIAL GROUP, LLC
MORGAN STANLEY
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES

Other Investors

MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

More in San Rafael, CA

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