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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-03 |
| TX | RA | APPROVED | 2026-05-14 |
| NY | RA | APPROVED | 2024-11-05 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
1350 Broadway Broadway & 36Th, New York, NY 10018 • United States
535 7Th Ave, New York, NY 10018 • United States
1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston University | Boca Raton | FL | 09/2016 | 05/2020 |
| Ubs | Boca Raton | FL | 05/2018 | 08/2018 |
| Mfs | Boston | MA | 05/2019 | 08/2019 |
| John Hancock Investments | Boston | MA | 12/2018 | 01/2019 |
| Hillel | Boston | MA | 05/2017 | 05/2018 |
| Ubs Financial Services Inc. | Weehawken | NJ | 07/2020 | 08/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2023 | 11/2024 |
| Bank Of America, N.A. | New York | NY | 09/2023 | 11/2024 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-09 |
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