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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-03
TX RA APPROVED 2026-05-14
NY RA APPROVED 2024-11-05
  • FL RA
    APPROVED
    Since 2026-06-03
  • TX RA
    APPROVED
    Since 2026-05-14
  • NY RA
    APPROVED
    Since 2024-11-05

Branch Locations

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

1350 Broadway Broadway & 36Th, New York, NY 10018 • United States

535 7Th Ave, New York, NY 10018 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston University Boca Raton FL 09/2016 05/2020
Ubs Boca Raton FL 05/2018 08/2018
Mfs Boston MA 05/2019 08/2019
John Hancock Investments Boston MA 12/2018 01/2019
Hillel Boston MA 05/2017 05/2018
Ubs Financial Services Inc. Weehawken NJ 07/2020 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2023 11/2024
Bank Of America, N.A. New York NY 09/2023 11/2024
Wells Fargo Clearing Services, Llc New York NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-09
  • S66 Uniform Combined State Law Examination
    2020-10-09
Designations

View on SEC IAPD

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