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Andrew Hicks

Stifel, Nicolaus & Company, Incorporated

Blue Ash, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-01-16
TX RA APPROVED 2023-01-13
OH RA APPROVED 2022-12-20
  • KY RA
    APPROVED
    Since 2024-01-16
  • TX RA
    APPROVED
    Since 2023-01-13
  • OH RA
    APPROVED
    Since 2022-12-20

Branch Locations

9999 Carver Road, Blue Ash, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great American Insurance Group Cincinnati OH 05/2019 05/2020
O'BRyons Bar & Grill Cincinnati OH 07/2018 12/2018
Pedal Wagon Cincinnati OH 04/2018 05/2019
Morgan Stanley Cincinnati OH 05/2017 08/2017
Hgc Construction Cincinnati OH 01/2017 04/2017
University Of Cincinnati Cincinnati OH 08/2015 05/2020
Stifel Blue Ash OH 05/2020 Present
  • 05/2019 → 05/2020
    Great American Insurance Group
    Cincinnati, OH
  • 07/2018 → 12/2018
    O'BRyons Bar & Grill
    Cincinnati, OH
  • 04/2018 → 05/2019
    Pedal Wagon
    Cincinnati, OH
  • 05/2017 → 08/2017
    Morgan Stanley
    Cincinnati, OH
  • 01/2017 → 04/2017
    Hgc Construction
    Cincinnati, OH
  • 08/2015 → 05/2020
    University Of Cincinnati
    Cincinnati, OH
  • 05/2020 → Present
    Stifel
    Blue Ash, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-19
  • S66 Uniform Combined State Law Examination
    2022-12-19
Other Names
  • Andrew Todd Hicks

View on SEC IAPD

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Other Investors

ERIC MATTHEW APONTE
Eric Joseph Fessler
ANDREW JAMES MIKOVCH
CHRISTOPHER FLEMING KILEY
VINCENT EDWARD SOBOCINSKI
Aaron Allen Reed
DANIEL CORCORAN KILEY
BRIAN P MERRICK

Other Offices

ON INVESTMENT MANAGEMENT CO · Blue Ash, OH
STRATOS WEALTH ADVISORS LLC · Cincinnati, OH
STRATOS WEALTH ADVISORS LLC · Cincinnati, OH
THE MATHER GROUP, LLC · Cincinnati, OH
STRATOS WEALTH ADVISORS LLC · Cincinnati, OH
THE MATHER GROUP, LLC · Cincinnati, OH
EADVISOR LLC · Cincinnati, OH
CETERA INVESTMENT ADVISERS LLC · CINCINNATI, OH

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