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Andrew James Mikovch

Stratos Wealth Advisors LLC

Cincinnati, OH

CRD 2939564

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Employer firm

Stratos Wealth Advisors LLC CRD 283816

$5.57B regulatory AUM 17 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-14
TX RA APPROVED 2022-09-14
  • OH RA
    APPROVED
    Since 2022-09-14
  • TX RA
    APPROVED
    Since 2022-09-14

Branch Locations

10300 Alliance Road Ste 100, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stratos Wealth Advisors, Llc Cincinnati OH 09/2022 Present
Us Bank (Usb) Bowling Green KY 04/2014 08/2022
Previous Registrations
  • 2004-02-27 → 2005-07-28
    Bb&T Asset Management, Inc.
    Bowling Green , KY
Other Businesses

DBA: Retirement Corporation of America Investment Related 10300 Alliance Road Ste 100 Cincinnati, Ohio 45242 Investment Advisory Representative Start Date: 9/13/22 160 hrs/month investment advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-29
S63 Uniform Securities Agent State Law Examination 1997-09-15
  • S65 Uniform Investment Adviser Law Examination
    2003-08-29
  • S63 Uniform Securities Agent State Law Examination
    1997-09-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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