Vincent Edward Sobocinski

Employer firm

Stratos Wealth Advisors LLC CRD 283816

$5.57B regulatory AUM 17 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 07/2016 → 10/2017
  Sp Plus Parking
  Cincinnati, OH
• 06/2017 → 08/2017
  Team Enteprises
  Cincinnati, OH
• 10/2017 → 03/2019
  Mubea Inc.
  Florence, KY
• 08/2019 → 10/2019
  The Party Source
  Bellevue, KY
• 09/2011 → 04/2017
  University Of Cincinnati
  Cincinnati, OH
• 03/2019 → 08/2019
  Unemployed
  Cincinnati, OH
• 06/2017 → 07/2018
  New Team Llc
  Cincinnati, OH
• 11/2019 → 03/2021
  Financial Advisor Trainee - Fadp
  Cincinnati, OH
• 03/2021 → 12/2021
  Blue Crab Partners, Llc
  Cicero, IN
• 01/2022 → Present
  Novak & Powell Financial Services, Inc
  St. Petersburg, FL
• 05/2023 → Present
  Stratos Wealth Advisors, Llc
  Cincinnati, OH

Previous Registrations

• 2022-01-07 → 2023-06-14
  Novak & Powell Financial Services, Inc.
  St. Petersburg, FL
• 2021-04-21 → 2022-12-31
  Blue Crab Partners, Llc
  Pinetop, AZ

Other Businesses

I*127965 For profit or not for profit: For-Profit Organization Name of outside business organization: HRD Inc. Investment related: N Address of business: Colorado Springs, Colorado 80903 Nature of business: Family Business, Position, title, association: Consultant, Start date of relationship: 7/8/2018 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: I work with my step-father, who's a neurosurgeon, to develop medical devices related to coiling brain aneurisms. I advise him on engineering related concepts. The Retirement Corporation of America - Registered Investment Advisor DBA - Cincinnati, OH - Associate Portfolio Manager - 5/23/2023. Investment advisory. 160 hours per month - 130 hours per month during securities trading hours. Back up trader, research, support.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-21

Other Names

• Vince Edward Sobocinski
• Vincent Sobocinski