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3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-07 |
Branch Locations
10300 Alliance Road, Suite 100, Cincinnati, OH 45249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 10/2019 | 03/2021 |
| Sp Plus Parking | Cincinnati | OH | 07/2016 | 10/2017 |
| Team Enteprises | Cincinnati | OH | 06/2017 | 08/2017 |
| Mubea Inc. | Florence | KY | 10/2017 | 03/2019 |
| The Party Source | Bellevue | KY | 08/2019 | 10/2019 |
| University Of Cincinnati | Cincinnati | OH | 09/2011 | 04/2017 |
| Unemployed | Cincinnati | OH | 03/2019 | 08/2019 |
| New Team Llc | Cincinnati | OH | 06/2017 | 07/2018 |
| Financial Advisor Trainee - Fadp | Cincinnati | OH | 11/2019 | 03/2021 |
| Blue Crab Partners, Llc | Cicero | IN | 03/2021 | 12/2021 |
| Novak & Powell Financial Services, Inc | St. Petersburg | FL | 01/2022 | Present |
| Stratos Wealth Advisors, Llc | Cincinnati | OH | 05/2023 | Present |
I*127965 For profit or not for profit: For-Profit Organization Name of outside business organization: HRD Inc. Investment related: N Address of business: Colorado Springs, Colorado 80903 Nature of business: Family Business, Position, title, association: Consultant, Start date of relationship: 7/8/2018 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: I work with my step-father, who's a neurosurgeon, to develop medical devices related to coiling brain aneurisms. I advise him on engineering related concepts. The Retirement Corporation of America - Registered Investment Advisor DBA - Cincinnati, OH - Associate Portfolio Manager - 5/23/2023. Investment advisory. 160 hours per month - 130 hours per month during securities trading hours. Back up trader, research, support.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-21 |
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