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Christopher Fleming Kiley

Stratos Wealth Advisors LLC

Cincinnati, OH

CRD 4409785

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Employer firm

Stratos Wealth Advisors LLC CRD 283816

$5.57B regulatory AUM 17 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-03
TX RA APPROVED 2022-05-02
  • OH RA
    APPROVED
    Since 2022-05-03
  • TX RA
    APPROVED
    Since 2022-05-02

Branch Locations

10300 Alliance Road, Suite 100, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Capital Advisors, Inc. Cincinnati OH 09/1997 08/2022
Stratos Wealth Advisors, Llc Cincinnati OH 05/2022 Present
Previous Registrations
  • 2001-10-24 → 2022-08-02
    The Retirement Corporation Of America
    Cincinnati, OH
    Cincinnati, OH
  • 2001-11-08 → 2002-12-31
    The Retirement Corporation Of America
    Cincinnati, OH
Other Businesses

05/02/2022 - DBA - Retirement Corporation of America. Investment Related. Address of record. President. 160 hours per month, 130 hours during securities trading hours. 07/01/2024. Insurance through Vanbridge Insurance. Not investment related. Cincinnati, OH. Insurance. Agent. 2 hours per month during securities trading hours. Sale and service of fixed annuities and Life Insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-19
  • S65 Uniform Investment Adviser Law Examination
    2001-07-19
Designations
  • Certified Financial Planner

View on SEC IAPD

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